Legal & Compliance Audit for a National DT SACCO
The transaction was structured as a comprehensive legal and regulatory compliance audit of a National DT SACCO, conducted in accordance with the Sacco Societies Act, the Sacco Societies Regulatory Authority (SASRA) Regulations, and applicable prudential, governance, and consumer protection frameworks. The engagement was advisory and non-transactional in nature, focusing on an institution-wide assessment of legal, regulatory, and governance compliance across the SACCO’s operations, policies, products, and internal controls, with a view to identifying regulatory gaps, risk exposures, and remediation priorities.
